Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristi? Claim Your ProfileKristi Lynn Cain is a financial professional with over 14 years of experience in the financial services industry. Kristi Cain is currently registered with Eagle Strategies LLC in Houston, Texas. Prior to joining Eagle Strategies LLC, Kristi Cain was employed with CITIGROUP GLOBAL MARKETS INC. in New York, New York. Kristi Cain has a strong background in providing financial planning, pension consulting and portfolio management services to individual and business clients. Kristi Cain also holds the Series 6, Series 7TO, Series 26 and Series 63 securities licenses and is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
02/27/2023 - Present
Eagle Strategies LLC (HOUSTON TX)
NY
07/24/2008 - 10/31/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 6/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/30/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 7/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/23/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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