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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristi? Claim Your ProfileKristi Lynn Braun is a financial advisor with over 25 years of experience in the financial services industry. Kristi has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1997, and has a wide range of experience in providing financial advice to individuals, families, and businesses. Previously, Kristi was registered with Dean Witter Reynolds Inc. and Olde Discount Corporation. Kristi has a strong understanding of the financial markets and is committed to providing her clients with personalized financial advice and investment strategies. Kristi is a Series 7, 63, 31, and 52 licensed representative and holds the SIE designation. In addition to her work at Merrill Lynch, Kristi is also involved in the community, and is a volunteer at a local charity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/06/2001 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCHAUMBURG IL)
NY
11/04/1996 - 10/30/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MI
08/14/1995 - 10/28/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 11/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 12/01/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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