Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristi? Claim Your ProfileKristi Cain is a financial advisor who has been in the industry since 2009. Kristi is a registered representative with Raymond James Financial Services Advisors, Inc. and has a strong history of working with individuals, corporations, and charitable organizations. Kristi specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
04/19/2024 - Present
Raymond James Financial Services Advisors, Inc. (Owensboro KY)
KY
01/21/2021 - 04/25/2024
ROBERT W. BAIRD & CO. INCORPORATED (OWENSBORO KY)
KY
10/01/2012 - 09/11/2019
J.P. MORGAN SECURITIES LLC (OWENSBORO KY)
KY
07/23/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (OWENSBORO KY)
BOTH
Issued 08/29/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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