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Kristi Lee Brandt

Craig-Hallum Capital Group LLC

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About Kristi Lee Brandt

Kristi Brandt is a financial advisor with Craig-Hallum Capital Group LLC. Kristi has been in the industry since May 3, 1987, and has a strong track record of success. Kristi has a broad range of experience in the financial services industry, including experience with RBC Dain Rauscher Inc. and Wessels, Arnold & Henderson, L.L.C. Kristi holds the Series 7, 24, 55, 63, 99TO, and 14 licenses, and the SIE exam.

Firm Information

Kristi Brandt is currently registered with Craig-Hallum Capital Group LLC. Craig-Hallum Capital Group LLC is a Limited Liability Company formed in May 2002. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristi Brandt’s Registration & Firm History

MN

05/15/2006 - Present

Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)

NY

04/02/2004 - 04/28/2006

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

02/06/2004 - 04/28/2006

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

04/06/1998 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MN

05/18/1990 - 04/06/1998

WESSELS, ARNOLD & HENDERSON, L.L.C. (MINNEAPOLIS MN)

NA

11/21/1986 - 12/20/1989

MARQUETTE FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 02/05/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/28/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kristi Lee Brandt.
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