Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristi? Claim Your ProfileKristi Higgins is a registered representative with DFA Securities LLC. She has been in the industry since 2020 and has passed both the Series 7TO and SIE exams. Before joining DFA Securities LLC, Kristi Higgins was employed by Allianz Life Financial Services, LLC in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
01/11/2022 - Present
DFA Securities LLC (CHARLOTTE NC)
MN
03/22/2021 - 11/29/2021
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
BC
Issued 03/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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