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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristi? Claim Your ProfileKristi Kathryn Palmer is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kristi Palmer has been in the industry since 1986. Kristi Palmer holds Series 3, 7, 9, 10, 24, 31, 52, 53, 63, and 65 licenses. Kristi Palmer has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2017 and has also held registrations with U.S. BANCORP INVESTMENTS, INC., MORGAN STANLEY, and BANC OF AMERICA INVESTMENT SERVICES, INC.. Kristi Palmer is registered to provide investment advisory services in 53 states and jurisdictions. Kristi Palmer's advisory specialties include portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/19/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DULUTH MN)
MN
02/05/2013 - 03/17/2017
U.S. BANCORP INVESTMENTS, INC. (DULUTH MN)
CA
03/15/2011 - 11/06/2012
MORGAN STANLEY (SAN DIEGO CA)
CA
10/23/2009 - 12/06/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
08/08/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN JOSE CA)
NY
08/26/2003 - 08/05/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/18/1986 - 07/11/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
11/06/1985 - 07/14/1986
PITTOCK FINANCIAL CORPORATION
NA
07/02/1985 - 11/29/1985
RANDOLPH SECURITIES COMPANY
NA
03/22/1985 - 05/31/1985
JUDY & ROBINSON SECURITIES, INC
IA
Issued 04/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/22/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/23/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/23/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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