Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristi? Claim Your ProfileKristi Ellington is a financial advisor with LPL Financial LLC. Kristi is a registered investment advisor and is also registered to provide investment advice in Arizona, California, Colorado, Indiana, Missouri, Montana, Nevada, North Carolina, Oklahoma, Oregon, Texas, and Washington. Kristi has been a financial advisor for over 27 years. Kristi's prior experience includes time at Primevest Financial Services, Inc., BISYS Brokerage Services, Inc., and Dean Witter Reynolds Inc. Kristi provides financial planning, portfolio management for businesses and individuals, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/10/2011 - Present
LPL Financial LLC (GILROY CA)
CA
05/10/2000 - 06/22/2009
PRIMEVEST FINANCIAL SERVICES, INC. (SANTA BARBARA CA)
MN
04/07/2000 - 05/10/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NY
04/04/1997 - 05/10/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/15/1993 - 06/23/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 09/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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