Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Yvonne Smith is a financial advisor with over 17 years of experience. Kristen is registered with Equitable Advisors, LLC in Charlotte, North Carolina. Kristen is also registered with the state of North Carolina to provide investment advisory services. Kristen has been working in the financial services industry since 2003 and has held previous roles at Equitable Distributors, LLC, Financial Network Investment Corporation, and Blue Vase Securities, LLC. Kristen has a strong understanding of the financial markets and is committed to providing her clients with personalized financial advice and guidance. Kristen specializes in working with individuals, high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/09/2019 - Present
Equitable Advisors, LLC (CHARLOTTE NC)
NC
09/20/2019 - 09/08/2020
EQUITABLE DISTRIBUTORS, LLC (Charlotte NC)
PA
12/13/2005 - 12/15/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (WASHINGTON PA)
PA
08/28/2003 - 12/19/2005
BLUE VASE SECURITIES, LLC (WASHINGTON PA)
BOTH
Issued 11/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/08/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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