Unclaimed
Kristen Vaughan is a financial advisor at Blackrock Investments, LLC. Kristen is a licensed and registered representative in 53 states and the District of Columbia, and has passed the Series 7TO, Series 63 and SIE exams. Kristen began her career in the financial services industry on October 1st, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/02/2023 - Present
Blackrock Investments, LLC (NEW YORK NY)
BC
Issued 11/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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