Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Ray is a financial advisor with Wells Fargo Securities, LLC. Kristen has been in the financial services industry since June 18, 2015 and is registered in 53 states and the District of Columbia. Kristen holds the Series 63, Series 79 and SIE licenses. Kristen's current employment is with Wells Fargo Securities, LLC, where she began working on June 19, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/19/2015 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 06/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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