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Kristen Roberta Cleary

Riversource Distributors, Inc.

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About Kristen Roberta Cleary

Kristen Cleary is a financial professional with over 10 years of experience in the financial services industry. Kristen is currently registered with Riversource Distributors, Inc. and holds Series 6, SIE, and Series 6TO licenses. Kristen has a strong background in variable contracts and investment company products. Kristen is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Kristen Cleary is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristen Cleary’s Registration & Firm History

MN

08/17/2022 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

12/14/2010 - 08/27/2012

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 09/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/17/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/28/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristen Roberta Cleary.
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