Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Kaczmark is a financial advisor with Morgan Stanley. Kristen has been in the financial industry for over 23 years and has experience with both broker-dealer and investment advisor services. Kristen is licensed to provide financial advice in over 30 states. Kristen has a background working with a variety of clients including individuals, families, high-net-worth individuals, corporations, and charitable organizations. Kristen has a strong understanding of investment management, financial planning, and retirement planning. Kristen has a commitment to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/08/2020 - Present
Morgan Stanley (Santa Rosa CA)
CA
12/06/2010 - 02/20/2019
CHARLES SCHWAB & CO., INC. (San Francisco CA)
FL
12/01/2009 - 11/05/2010
FIFTH THIRD SECURITIES, INC. (CLERMONT FL)
FL
01/06/2009 - 10/29/2009
NATCITY INVESTMENTS, INC. (CLERMONT FL)
FL
01/22/2008 - 08/27/2008
TD AMERITRADE, INC. (ORLANDO FL)
FL
02/23/2007 - 01/03/2008
E*TRADE SECURITIES LLC (ORLANDO FL)
FL
03/10/2005 - 01/30/2007
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
AL
09/09/2004 - 03/03/2005
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
TX
09/08/1999 - 07/21/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
06/02/1999 - 09/09/1999
HARTFORD FINANCIAL GROUP, INC. (HARTFORD CT)
BOTH
Issued 02/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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