Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Rae King has been in the financial industry since 2003. Currently, Kristen Rae King is an active registered representative with Northwestern Mutual Investment Services, LLC. Kristen Rae King is also registered with the state of Ohio. Previously, Kristen Rae King was employed by INFINEX INVESTMENTS, INC., FIFTH THIRD SECURITIES, INC., and KEY INVESTMENT SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
04/10/2013 - Present
Northwestern Mutual Investment Services, LLC (FINDLAY OH)
OH
02/11/2010 - 09/12/2012
INFINEX INVESTMENTS, INC. (FINDLAY OH)
OH
03/28/2007 - 12/19/2008
FIFTH THIRD SECURITIES, INC. (FINDLAY OH)
OH
09/11/2006 - 02/21/2007
KEY INVESTMENT SERVICES LLC (FINDLAY OH)
OH
03/21/2003 - 08/01/2006
FIFTH THIRD SECURITIES, INC. (FINDLAY OH)
BC
Issued 03/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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