Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Rudolph is a financial advisor currently registered with Raymond James Financial Services, Inc. in Katy, Texas. Kristen has been in the financial services industry since June 2009 and holds the Series 7, Series 66, and SIE licenses. Previously, she was employed with Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC. Kristen is a registered representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/30/2012 - Present
Raymond James Financial Services, Inc. (KATY TX)
TX
01/03/2011 - 02/28/2012
WELLS FARGO ADVISORS, LLC (BROOKSHIRE TX)
TX
04/24/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BROOKSHIRE TX)
BOTH
Issued 06/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kristen Rudolph is the right advisor for you? Invested Better is here to help.
