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Kristen Nicole Berger

Fidelity Brokerage Services LLC

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About Kristen Nicole Berger

Kristen Nicole Berger is a financial advisor with Fidelity Brokerage Services LLC. Kristen has been in the securities industry for over 12 years. Prior to joining Fidelity, Kristen worked for Lincoln Financial Advisors Corporation and Lincoln Financial Securities Corporation. Kristen holds the Series 6, 7, 24, 63, and SIE licenses.

Firm Information

Kristen Berger is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristen Berger’s Registration & Firm History

NH

12/17/2018 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

NH

05/09/2013 - 07/20/2018

LINCOLN FINANCIAL ADVISORS CORPORATION (CONCORD NH)

NH

03/02/2011 - 07/20/2018

LINCOLN FINANCIAL SECURITIES CORPORATION (CONCORD NH)

NH

11/17/2009 - 03/24/2010

TD WEALTH MANAGEMENT SERVICES INC. (PLAISTOW NH)

NH

05/27/2009 - 11/17/2009

BANCNORTH INVESTMENT GROUP, INC. (PLAISTOW NH)

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Licenses & Designations

BC

Issued 10/14/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2013

Series 24 - General Securities Principal Examination

BC

Issued 07/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2012

Series 7 - General Securities Representative Examination

BC

Issued 05/26/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kristen Nicole Berger.
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