Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Morse is a financial advisor with Citigroup Global Markets Inc. based in Boston, MA. Kristen has over 15 years of experience in the financial services industry. Kristen holds Series 7, 63, 24, 52TO, 6TO, 22TO, 79TO, 82TO, 99TO, and SIE licenses and has been registered with FINRA for over 15 years. Kristen has previously worked with Wells Fargo Securities, LLC, Citizens Capital Markets, J.P. Morgan Securities LLC, Ernst & Young Capital Advisors, LLC, and BMO Capital Markets Corp. Kristen specializes in Asset Allocation Advice, Financial Planning, Pension Consulting, Publication of Periodicals, Selection of Other Advisers, Portfolio Management for Businesses, and Portfolio Management for Individuals. Kristen has access to a wide range of investment products and services, including stocks, bonds, mutual funds, and exchange-traded funds. Kristen is committed to providing her clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
08/30/2023 - Present
Citigroup Global Markets Inc. (BOSTON MA)
MA
08/31/2021 - 05/25/2023
WELLS FARGO SECURITIES, LLC (BOSTON MA)
MA
11/26/2019 - 07/16/2021
CITIZENS CAPITAL MARKETS (BOSTON MA)
MA
12/09/2016 - 11/04/2019
J.P. MORGAN SECURITIES LLC (BOSTON MA)
NY
03/05/2014 - 02/09/2016
ERNST & YOUNG CAPITAL ADVISORS, LLC (NEW YORK NY)
MA
11/12/2009 - 05/16/2013
BMO CAPITAL MARKETS CORP. (BOSTON MA)
MA
05/01/2006 - 09/10/2009
JEFFERIES & COMPANY, INC. (WALTHAM MA)
BC
Issued 05/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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