Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Mckelvy is a financial advisor working with J.P. Morgan Securities LLC, a firm that manages more than $50 billion in assets. Kristen has been in the financial industry since December 2000 and holds several licenses and registrations, including Series 7, 9, 10, 24, 31, 52, 53, and 66. Kristen's experience includes previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Pacific Select Distributors, LLC, and WAMU Investments, Inc. She is registered to provide investment advisory services in a variety of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/02/2016 - Present
J.p. Morgan Securities LLC (Irvine CA)
CA
07/23/2015 - 05/09/2016
PACIFIC SELECT DISTRIBUTORS, LLC (ALISO VIEJO CA)
CA
05/26/2010 - 06/29/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LADERA RANCH CA)
CA
05/02/2009 - 04/16/2010
CHASE INVESTMENT SERVICES CORP. (CARSON CA)
CA
07/13/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (LAGUNA HILLS CA)
NY
08/17/2000 - 06/16/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/9/2016
Series 4 - Registered Options Principal Examination
BC
Issued 2/16/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/4/2004
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 8/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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