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Kristen Mary Weaver

Capital Client Group, Inc.

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About Kristen Mary Weaver

Kristen Mary Weaver is a registered representative with Capital Client Group, Inc. Kristen has been in the financial industry since 2012 and has a strong background in investment management. Kristen holds multiple licenses and designations including the Series 6, 7, 24, 26, 51, and 63. Kristen is also a registered principal with the firm. Kristen is committed to providing her clients with personalized financial advice and helping them achieve their financial goals. Prior to joining Capital Client Group, Inc., Kristen worked with American Funds Distributors, Inc.

Firm Information

Kristen Weaver is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Kristen Weaver’s Registration & Firm History

IN

03/04/2020 - Present

Capital Client Group, Inc. (CARMEL IN)

IN

05/08/2012 - 09/29/2017

AMERICAN FUNDS DISTRIBUTORS, INC. (CARMEL IN)

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Licenses & Designations

BC

Issued 07/09/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2023

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 07/08/2022

Series 24 - General Securities Principal Examination

BC

Issued 05/22/2020

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 03/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/29/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristen Mary Weaver.
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