Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Marie Stewart is a financial professional with over 20 years of experience in the industry. Kristen is currently registered with C. L. King & Associates, Inc. in New Jersey and New York. Kristen has held previous roles at Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC and UBS Securities LLC. Kristen holds the Series 7, 7TO, 63, 86 and 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/21/2023 - Present
C. L. King & Associates, Inc. (HOBOKEN NJ)
NY
07/16/2018 - 09/09/2020
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/26/2010 - 07/10/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/14/2007 - 08/02/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
10/11/2000 - 04/18/2007
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 03/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/16/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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