Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Marie Schneider is a financial advisor with over 13 years of experience in the financial services industry. Kristen has been registered with Mizuho Securities USA LLC since January 2, 2013. Kristen was previously registered with UBS Securities LLC from October 27, 2009 to November 23, 2012. Kristen holds FINRA Series 63, 7, 24 and SIE licenses. Kristen has a strong track record of providing excellent service to clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/02/2013 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/27/2009 - 11/23/2012
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 11/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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