Unclaimed
Kristen Marie Posluszny is a registered representative with TD Securities (usa) LLC in New York, NY. Kristen has been in the industry since September 18, 2005. She is licensed to sell securities in New York. Kristen's registration is currently active and she has passed the Series 7, Series 63, Series 79TO and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/19/2005 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 10/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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