Unclaimed
Kristen Politz is a registered representative with Vanguard Marketing Corp., who holds the Series 7TO, Series 63, and SIE licenses. Kristen has been in the financial industry since September 2020. Kristen currently works in the Malvern, PA office of Vanguard Marketing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/10/2020 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Kristen Politz is the right advisor for you? Invested Better is here to help.