Unclaimed
Kristen Newman is a financial advisor at Arkadios Capital. Kristen has been in the industry since August 2015 and has a Series 7 and Series 63 license. Kristen is registered to provide financial advice in Alabama, Arizona, Georgia, Louisiana, Mississippi, Nevada, Texas and Washington. Kristen is a Registered Representative with LPL Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
LA
07/17/2017 - Present
Arkadios Capital (Boutte LA)
LA
08/26/2015 - 07/31/2017
LPL FINANCIAL LLC (BOUTTE LA)
BC
Issued 09/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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