Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Marie Millard is a financial advisor with Raymond James & Associates, Inc., located in Lexington, KY. Kristen has been in the financial services industry since June 25, 2000, and has held licenses and registrations in various states including Florida, Iowa, Kansas, Kentucky, Minnesota, Pennsylvania, Tennessee, and Texas. Kristen holds the Series 7, Series 63, Series 50 and Series 79TO licenses. Kristen previously worked with MORGAN KEEGAN & COMPANY, INC. in Lexington, KY and KIRKPATRICK, PETTIS, SMITH, POLIAN INC. in Omaha, NE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
01/02/2013 - Present
Raymond James & Associates, Inc. (LEXINGTON KY)
KY
04/14/2003 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (LEXINGTON KY)
NE
06/26/2000 - 04/15/2003
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
BC
Issued 08/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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