Unclaimed
Kristen Leopold is a financial advisor with Fidelity Brokerage Services LLC. Kristen is licensed to offer securities and investment advice in 53 states and the District of Columbia. Kristen holds Series 7, Series 63 and SIE licenses and has been in the securities industry since October 22, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
10/23/2023 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 10/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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