Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Marie Kenny is a financial advisor with UBS Financial Services Inc. Kristen has been in the industry since January 19, 2012. Kristen's career started at J.P. MORGAN SECURITIES LLC where she served as a financial advisor. Kristen is registered with FINRA as a Series 7, Series 3, and Series 63 licensed individual. Kristen is also licensed as a securities agent in 29 states. The UBS Financial Services Inc. office that Kristen works out of is located at One Post Office Square, 35th Floor, in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
05/06/2014 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
01/19/2012 - 05/29/2014
J.P. MORGAN SECURITIES LLC (BOSTON MA)
BC
Issued 02/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2014
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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