Unclaimed
Kristen Hall is a registered representative with Fidelity Brokerage Services LLC, a firm that is active in the Broker-Dealer scope. Kristen has been in the securities industry since October 19, 2016. Kristen has her Series 7, Series 9, Series 10, and Series 63 licenses. Kristen holds registrations in 53 states, including Alabama, Alaska, and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
10/20/2016 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 10/31/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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