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Kristen Marie Gookin

Loop Capital Markets LLC

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About Kristen Marie Gookin

Kristen Marie Gookin is a financial professional with experience in the securities industry. Kristen is a registered representative of Loop Capital Markets LLC, a firm headquartered in Chicago, IL. Prior to joining Loop Capital Markets LLC, Kristen worked for several other financial firms including Foreside Financial Services, LLC, BMO Investment Distributors, LLC, Charles Schwab & Co., Inc. and Morgan Stanley & Co. LLC. Kristen has a Series 7, Series 63 and SIE license.

Firm Information

Kristen Gookin is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Kristen Gookin’s Registration & Firm History

IL

06/22/2021 - Present

Loop Capital Markets LLC (CHICAGO IL)

IL

01/02/2020 - 06/18/2021

FORESIDE FINANCIAL SERVICES, LLC (Chicago IL)

IL

02/14/2018 - 12/31/2019

BMO INVESTMENT DISTRIBUTORS, LLC (CHICAGO IL)

IL

05/12/2015 - 03/28/2017

CHARLES SCHWAB & CO., INC. (CHICAGO IL)

NY

06/12/2007 - 07/05/2014

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristen Marie Gookin.
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