Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Frisby is an investment advisor representative with B. Riley Wealth Advisors, Inc. in Memphis, Tennessee. Kristen has been in the financial industry since 2016 and has a Series 7, Series 63, and Series 65 license. Kristen also has a Series 99TO and SIE license. Kristen's previous employment was with UBS Financial Services Inc. Kristen is registered with the state of Tennessee and has been with B. Riley Wealth Advisors, Inc. since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
08/26/2022 - Present
B. Riley Wealth Advisors, Inc. (Memphis TN)
TN
04/05/2016 - 09/28/2018
UBS FINANCIAL SERVICES INC. (MEMPHIS TN)
IA
Issued 02/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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