Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Marguerite Low is a registered representative with Stifel, Nicolaus & Company, Inc. Kristen Marguerite Low has been in the industry since 2012. Kristen Marguerite Low has passed the Series 66, Series 31, Series 7, and SIE exams. Kristen Marguerite Low has also been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley. Kristen Marguerite Low specializes in providing investment advice to a wide range of clients, including individuals, corporations, businesses, and pension and profit-sharing plans. Kristen Marguerite Low provides financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management services. Kristen Marguerite Low is licensed in 52 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/20/2020 - Present
Stifel, Nicolaus & Company, Inc. (DALLAS TX)
TX
06/02/2015 - 07/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
02/17/2012 - 04/30/2015
MORGAN STANLEY (DALLAS TX)
BOTH
Issued 08/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kristen Low is the right advisor for you? Invested Better is here to help.
