Unclaimed
Kristen Payne is a financial advisor with Deutsche Bank Securities Inc. Kristen has been in the financial services industry since 2011 and holds a Series 63, Series 7, Series 9, Series 10, and Series 66 licenses. Kristen is also registered in Florida and New York. Prior to joining Deutsche Bank Securities Inc., Kristen was a financial advisor at Northwestern Mutual Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, U.S. Bancorp Investments, Inc., and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
03/02/2023 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
11/02/2021 - 04/04/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (JACKSONVILLE FL)
FL
07/22/2013 - 10/05/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
CA
04/09/2012 - 02/13/2013
U.S. BANCORP INVESTMENTS, INC. (REDDING CA)
FL
01/21/2011 - 04/09/2012
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 11/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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