Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen M Stearns is a financial advisor with Equity Services, Inc. Kristen has been in the financial services industry since 2015. Kristen has experience working with a wide range of clients including individuals, corporations, pension plans and charitable organizations. Kristen is also a registered principal with Equity Services, Inc. and has extensive experience providing financial advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
06/06/2017 - Present
Equity Services, Inc. (MONTPELIER VT)
VT
02/04/2016 - 11/01/2017
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
CT
09/02/2015 - 02/02/2016
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CO
11/03/2014 - 07/02/2015
JANUS DISTRIBUTORS LLC (DENVER CO)
IA
Issued 12/15/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/02/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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