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Kristen Lynn Hummel

PNC Investments

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About Kristen Lynn Hummel

Kristen Lynn Hummel is a financial advisor with over 30 years of experience in the industry. Kristen is currently registered with PNC Investments and is also registered as an Investment Advisor Representative in both Ohio and Pennsylvania. Kristen has previously worked for firms such as U.S. Bancorp Investments, Inc., Firstar Investment Services, Inc., Conseco Securities, Inc., Key Investments Inc., Fund/Plan Broker Services, Inc., Invest Financial Corporation, and Protective Equity Services, Inc. Kristen is a licensed Series 6, 7, 9, 10, 24, and 66 representative. Kristen specializes in retirement planning, financial planning, investment advice, and portfolio management for individuals, families, and businesses.

Firm Information

Kristen Hummel is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kristen Hummel’s Registration & Firm History

OH

09/12/2011 - Present

PNC Investments (STRONGSVILLE OH)

OH

12/01/2001 - 04/13/2010

U.S. BANCORP INVESTMENTS, INC. (BEDFORD OH)

NJ

05/31/2000 - 12/01/2001

FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)

IN

03/26/1996 - 05/31/2000

CONSECO SECURITIES, INC. (CARMEL IN)

OH

05/15/1995 - 01/22/1996

KEY INVESTMENTS INC. (CLEVELAND OH)

PA

06/01/1993 - 05/12/1995

FUND/PLAN BROKER SERVICES, INC. (KING OF PRUSSIA PA)

WI

01/23/1992 - 12/22/1992

INVEST FINANCIAL CORPORATION (APPLETON WI)

AL

07/24/1989 - 12/09/1991

PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BOTH

Issued 04/12/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/17/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/03/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/02/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1992

Series 7 - General Securities Representative Examination

BC

Issued 07/21/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristen Lynn Hummel.
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