Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Lugo is a financial professional with Empower Financial Services, Inc. Kristen has been in the financial industry since 2020. Kristen is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, Series 7TO and SIE licenses. Kristen is registered in all 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/26/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
FL
07/19/2019 - 03/16/2021
J.P. MORGAN SECURITIES LLC (NEW PORT RICHEY FL)
BC
Issued 10/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/19/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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