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Kristen Louise Stoffel

Fidelity Brokerage Services LLC

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About Kristen Louise Stoffel

Kristen Stoffel is a financial professional with over 20 years of experience in the industry. Kristen is currently registered with Fidelity Brokerage Services LLC. Kristen is also a Series 6, 7, 10, 63, and 65 licensed professional. In addition to being a Series 9 licensed individual, Kristen has also passed the Securities Industry Essentials Examination. Kristen is licensed to conduct business in Texas. Prior to joining Fidelity Brokerage Services LLC, Kristen was employed by First Command Financial Planning, Inc.

Firm Information

Kristen Stoffel is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristen Stoffel’s Registration & Firm History

TX

12/15/2005 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

09/23/2002 - 08/02/2005

FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)

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Licenses & Designations

IA

Issued 12/20/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/27/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/12/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/20/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kristen Louise Stoffel.
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