Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen McConville is a financial advisor registered with LPL Financial LLC. Kristen has been in the industry since January 28, 2004, and has previously held positions at CHASE INVESTMENT SERVICES CORP., WACHOVIA SECURITIES FINANCIAL NETWORK, LLC, RYAN BECK & CO., UBS PAINEWEBBER INC., SALOMON SMITH BARNEY INC., UBS WARBURG LLC, and LAZARD FRERES & CO. LLC. Kristen provides advisory services such as financial planning, portfolio management for individuals, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
01/09/2025 - Present
LPL Financial LLC (NEW ORLEANS LA)
LA
01/20/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW ORLEANS LA)
NY
06/29/2007 - 10/25/2007
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (MELVILLE NY)
NJ
11/16/2004 - 04/11/2005
RYAN BECK & CO. (FLORHAM PARK NJ)
NJ
08/06/2002 - 10/09/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/01/2001 - 07/17/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/22/2001 - 07/11/2001
UBS WARBURG LLC (NEW YORK NY)
NY
02/12/1998 - 01/31/2001
LAZARD FRERES & CO. LLC (NEW YORK NY)
BOTH
Issued 09/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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