Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Leigh Kroeger is a financial advisor with over 20 years of experience in the industry. Kristen is a Registered Representative of Osaic Wealth, Inc. and is currently registered to provide financial services in California. Kristen holds the Series 6, 7, 24, 51, 63 and 65 licenses. She is a dedicated and experienced financial professional committed to providing personalized advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
11/02/2018 - Present
Osaic Wealth, Inc. (NASHVILLE TN)
CA
12/16/2011 - 11/02/2018
SIGNATOR INVESTORS, INC. (ANAHEIM CA)
CA
12/20/1996 - 05/16/2007
SIGNATOR INVESTORS, INC. (ANAHEIM CA)
MA
12/20/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 01/24/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/23/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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