Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Lee Dixon is a financial advisor with over 10 years of experience in the industry. Kristen is currently registered with Wells Fargo Clearing Services, LLC in both Nevada and Texas. Prior to joining Wells Fargo, Kristen worked as a financial advisor for various firms including Bankers Life Securities, Inc. and Ameriprise Financial Services, Inc. Kristen holds Series 7, 63, and 65 licenses. Kristen specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
08/02/2017 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NV
01/13/2017 - 07/11/2017
BANKERS LIFE SECURITIES, INC. (Las Vegas NV)
NV
12/15/2015 - 02/10/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Las Vegas NV)
NV
08/31/2015 - 11/19/2015
TRICOR FINANCIAL, LLC (LAS VEGAS NV)
NV
06/20/2012 - 08/04/2015
REALTY CAPITAL SECURITIES, LLC (LAS VEGAS NV)
IA
Issued 05/03/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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