Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Ledbetter is a registered representative with Raymond James & Associates, Inc. Kristen has been in the financial services industry since 2013. Kristen holds the Series 7, Series 6, Series 63 and Series 66 licenses, and is registered in Missouri. Kristen has previous experience with Wells Fargo Clearing Services, LLC, Hightower Securities, LLC, and Fidelity Brokerage Services LLC. Kristen is a member of Raymond James & Associates, Inc. and offers investment advisory services such as financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/03/2024 - Present
Raymond James & Associates, Inc. (ST LOUIS MO)
MO
11/11/2021 - 12/12/2023
FIDELITY BROKERAGE SERVICES LLC (ST. LOUIS MO)
IL
01/20/2021 - 11/12/2021
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
MO
02/09/2017 - 12/15/2020
WELLS FARGO CLEARING SERVICES, LLC (CLAYTON MO)
MO
08/01/2016 - 02/10/2017
SCOTTRADE, INC. (ST. LOUIS MO)
MO
06/16/2010 - 07/24/2013
METLIFE SECURITIES INC. (ST. LOUIS MO)
BOTH
Issued 08/17/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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