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Kristen Leanne O'Brien

Corda Investment Management, LLC

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About Kristen Leanne O'Brien

Kristen O'Brien is an investment advisor representative for Corda Investment Management, LLC. Kristen has worked in the financial services industry since 2014. Kristen has passed the Series 63, 66, and 7 exams. Kristen has experience providing financial planning services and portfolio management to individuals and businesses. Previously, Kristen has worked at Charles Schwab & Co. and TD Ameritrade, Inc.

Firm Information

Kristen O'Brien is currently registered with Corda Investment Management, LLC. Corda Investment Management, LLC is an investment management firm based in Houston, Texas. They specialize in financial planning and portfolio management for individuals, high-net-worth individuals, corporations, and charitable organizations. With over $1.7 billion in regulatory assets under management, Corda provides comprehensive investment services, including portfolio management, wealth management, and financial planning.
Corda Investment Management, LLC

8955 KATY FREEWAY

HOUSTON, TX 77024-1626

$1.73B

Assets Under Management

3

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kristen O'Brien’s Registration & Firm History

CO

01/09/2025 - Present

Corda Investment Management, LLC (Broomfield CO)

NE

07/27/2021 - 06/26/2023

TD AMERITRADE, INC. (OMAHA NE)

OH

05/22/2014 - 06/26/2023

CHARLES SCHWAB & CO., INC. (Cincinnati OH)

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Licenses & Designations

BOTH

Issued 09/26/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/31/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kristen Leanne O'Brien.
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