Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Lierly is a financial advisor registered with Charles Schwab & CO., Inc. Kristen has been working in the financial services industry since 2010. Prior to joining Charles Schwab, Kristen was registered with CETERA ADVISOR NETWORKS LLC, WALNUT STREET SECURITIES, INC., and MORGAN STANLEY SMITH BARNEY. Kristen has a Series 7 and Series 66 license and has passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
OK
03/29/2021 - Present
Charles Schwab & CO., Inc. (Tulsa OK)
TX
09/03/2013 - 12/21/2020
CETERA ADVISOR NETWORKS LLC (DALLAS TX)
OK
01/23/2012 - 09/03/2013
WALNUT STREET SECURITIES, INC. (TULSA OK)
OK
08/20/2010 - 09/02/2011
MORGAN STANLEY SMITH BARNEY (TULSA OK)
BOTH
Issued 10/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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