Unclaimed
Kristen Turosz-smith has been in the financial industry since 2002. Kristen is currently registered with Northwestern Mutual Investment Services, LLC in Wisconsin and is located at their Milwaukee office. Previously, Kristen was located in Charlotte, North Carolina, also with Northwestern Mutual Investment Services, LLC. Kristen holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
11/02/2018 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
NC
05/06/2002 - 08/14/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Charlotte NC)
BC
Issued 05/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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