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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Cockroft is an investment advisor representative with Sageview Advisory Group, LLC. Kristen has been in the industry for over 15 years and is registered to provide investment advice in Alabama. Kristen holds both a Series 6 and Series 63 securities license and the Series 65 Investment Advisor Representative license. Kristen specializes in financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles. Previously, Kristen was an investment advisor representative with Empower Financial Services, Inc. and Prudential Investment Management Services LLC. Kristen has experience working with clients of all types including corporations, charitable organizations, high net worth individuals, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/24/2024 - Present
Sageview Advisory Group, LLC (NEWPORT BEACH CA)
CO
04/04/2022 - 09/22/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NJ
03/31/2008 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IA
Issued 04/24/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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