Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Carlsen is a financial advisor who has been in the industry since 2008. Kristen is currently registered with Cetera Advisor Networks LLC and is licensed in Arizona. Kristen has previously worked with LPL Financial LLC and Wells Fargo Advisors Financial Network, LLC. Kristen holds FINRA Series 6, 7, and 63 licenses as well as the SIE exam. Kristen is also a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
03/02/2020 - Present
Cetera Advisor Networks LLC (SCOTTSDALE AZ)
AZ
01/17/2018 - 03/13/2020
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
07/17/2017 - 12/06/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)
AZ
06/10/2014 - 07/06/2017
LPL FINANCIAL LLC (SCOTTSDALE AZ)
PA
01/19/1999 - 07/06/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 12/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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