Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Jo Sario is a financial advisor with over 15 years of experience in the industry. Kristen Jo Sario is currently registered with Rockefeller Financial LLC and Rockefeller Capital Management. Prior to joining Rockefeller Financial LLC, Kristen Jo Sario worked at MORGAN STANLEY. Kristen Jo Sario has a wide range of experience in the financial services industry and is dedicated to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
06/01/2022 - Present
Rockefeller Financial LLC (ATLANTA GA)
NC
06/01/2009 - 05/23/2022
MORGAN STANLEY (Charlotte NC)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GAINESVILLE FL)
FL
04/05/2006 - 04/02/2007
MORGAN STANLEY DW INC. (GAINESVILLE FL)
BOTH
Issued 06/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/30/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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