Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Shrimplin is a financial advisor at LPL Financial LLC in Fort Mill, South Carolina. Kristen has been working in the financial services industry since 2009. She previously worked for Ameriprise Financial Services, Inc. in Charlotte, North Carolina, and Morgan Stanley in Charlotte, North Carolina. Kristen has a Series 7, Series 66, and SIE license. Kristen also holds a Uniform Combined State Law Examination. Kristen is registered to provide investment advisory services in North Carolina and South Carolina. Kristen is a part of LPL Financial LLC, a firm with more than $50 billion in assets under management. LPL Financial LLC provides a variety of investment advisory services including financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/22/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
05/02/2014 - 12/15/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
06/01/2009 - 05/14/2014
MORGAN STANLEY (CHARLOTTE NC)
NC
02/06/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
BOTH
Issued 03/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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