Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen King is a financial advisor with Citigroup Global Markets Inc., where she has been working since 2006. She has been in the securities industry since 1998. Kristen's expertise encompasses a wide range of financial services, including asset allocation advice, financial planning, and portfolio management for both individuals and businesses. She holds multiple professional licenses and designations, including Series 7, 9, 10, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
08/11/2016 - 10/16/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/15/2015 - 03/30/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/10/2006 - 05/28/2015
CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)
NY
02/06/2003 - 09/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
05/21/1999 - 12/20/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
02/03/1998 - 05/18/1998
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
12/01/1997 - 02/05/1998
ALAMO CAPITAL (WALNUT CREEK CA)
NJ
02/10/1997 - 11/06/1997
R. SEELAUS & CO.,INC. (CHATHAM NJ)
NJ
09/08/1994 - 08/15/1996
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
IA
Issued 04/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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