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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Kauffman is a financial advisor with Fidelity Personal and Workplace Advisors. Kristen has been in the financial services industry for over 4 years and is licensed to provide financial advice in both New Mexico and Texas. Kristen specializes in financial planning, portfolio management, and investment advice. She has a strong commitment to providing her clients with personalized advice and strategies to help them achieve their financial goals. Kristen has a diverse background with experience in the non-profit sector and various business functions which provides her with a unique perspective and breadth of knowledge. Kristen is dedicated to building long-term relationships with her clients and providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NM
06/22/2020 - Present
Fidelity Personal AND Workplace Advisors (ALBUQUERQUE NM)
NM
06/03/2019 - 05/26/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBUQUERQUE NM)
BOTH
Issued 06/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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