Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Spurlock is a registered representative with Pruco Securities, LLC. Kristen has been in the financial industry since 2007. Kristen has a Series 6, 7, 63, 65, and 66 license. Kristen's specializations include insurance, securities, investments, mutual funds, variable annuities, and retirement planning. Kristen is also a registered investment advisor in the state of Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
VA
09/20/2017 - Present
Pruco Securities, LLC (GLEN ALLEN VA)
VA
03/25/2017 - 09/05/2017
MML INVESTORS SERVICES, LLC (RICHMOND VA)
VA
06/04/2007 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (RICHMOND VA)
VA
06/04/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ROANOKE VA)
BOTH
Issued 08/23/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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