Unclaimed
Kristen Wong is a registered representative with Mufg Securities Americas Inc. Kristen has been in the industry for 2 years. Kristen holds the Series 79TO, Series 63 and SIE licenses. Kristen is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/18/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 07/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Kristen Wong is the right advisor for you? Invested Better is here to help.